Overview

Senior Compliance Analyst – 29746

To manage the regulatory risk associated with the business through the management of its relationship with the regulator(s), promotion of best practice, monitoring and development of procedures, monitoring of regulatory developments and reporting to senior management.

Ref: 29746

  • Location: London
  • Category: Compliance
  • Type: Contract

Overview

Key Duties (Including but not limited to):

  • Provide up-to-date guidance to underwriters to ensure business is written in accordance with Lloyd’s domestic and international licensing arrangements
  • Provide up-to-date guidance to underwriters and claims staff to ensure adherence to applicable financial and trade sanctions measures imposed by UN resolutions and EU, UK and US sanctions legislation
  • Decide on a resolution of sanctions related enquiries as presented by underwriters and claims staff in accordance with the Company’s Financial Crime Policy and Procedures and under the oversight of the Head of Compliance
  • Responsible for collating and preparing the monthly Compliance Reports for, and be a member of, the Company Underwriting Governance Committee

Qualifications required:

  • Education to degree level or equivalent
  • Appropriate industry professional qualification or legal qualification would be desirable

Experience required:

  • Relevant experience of working within insurance sector in a legal/compliance role with a thorough understanding of FCA and PRA legal and international insurance compliance issues including financial crime and licensing
  • Able to build effective working relationships at all levels both internally and with external regulators and third parties

Consultant

Jack Saunders

Consultant | Risk & Compliance

T: +44 (0) 20 3867 9826

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