Senior Conduct Risk Analyst – 28874
London
The Senior Conduct Risk Analyst is responsible for assisting in the management and oversight of the Conduct Risk framework across all in-scope entities
Senior Conduct Risk Analyst – 28874
The Senior Conduct Risk Analyst is responsible for assisting in the management and oversight of the Conduct Risk framework across all in-scope entities
Ref: 28874
- Location: London
- Category: Risk
- Type: Permanent
Overview
Key Duties (Including but not limited to):
- Be a subject matter expert on all conduct related matters including the Consumer Duty, FCA General Pricing Practice requirements, and associated annual submissions (FCA value measures reporting, pricing reporting and annual pricing attestation), along with relevant EU requirements
- To support the operation of the Company’s Conduct Risk framework through the maintenance, development and enhancement of procedures and systems in relation to the management of Conduct Risk and the Consumer Duty in the UK and Product Oversight and Governance in the EEA
- To take a co-lead role alongside the Senior Compliance & Conduct Manager in all conduct responsibilities managed by the team and be a joint point of contact for stakeholders on conduct related enquiries including but not limited to wordings, claims denials, review of high conduct risk management information, and complaints
Qualifications required:
- Degree and experience in a financial institution, preferably an insurance or reinsurance company (or similar organization)
- French (Can take part in discussions on familiar subjects in meetings. Can write memos, simple letters and reports)
- English (Can lead discussions and negotiations at the highest level. Writes complex reports. Rarely makes grammatical mistakes)
Experience required:
- Excellent knowledge of insurance industry practices and current regulatory requirements for the management of Conduct Risk both in the UK and EEA
- Experience in operating conduct related controls with an assurance framework
- Experience in complaints handling, preferably including Company Market and / or European operations