Overview

Head of Compliance – Financial Crime and Advisory Services – 28728

As Head of Compliance - Financial Crime and Advisory Services, you will be responsible for managing a team who support the business with understanding and adhering to potentially complex regulatory requirements.

Ref: 28728

  • Location: London
  • Category: Compliance
  • Type: Permanent

Overview

Key Duties (Including but not limited to):

  • Ensure the Financial Crime team improve compliance standards by the provision of clear guidance and fair challenge
  • Put regulatory requirements and the customer at the heart of everything they do
  • Oversee the development and maintenance of appropriate second line Financial Crime governance, policy and controls
  • Oversee the team delivering impactful and accurate Financial Crime reporting and MI

Qualifications required:

  • Ideally you will also either hold a qualification in a relevant field (e.g. Diploma in Financial Planning or Insurance) or be willing to work towards this.

Experience required:

  • You should have at least 5 years’ experience in a similar Compliance related role within the Financial Services Industry.
  • You will have excellent technical knowledge and experience of financial crime including an understanding of AML, economic sanctions and fraud.
  • You will have a broad knowledge of the Insurance and Investment Industry, the UK regulatory and governance framework and Financial Crime regime is essential.

Consultant

Glenn Halford

Consultant | Risk & Compliance

T: 02038615173

Email me

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