Overview

Compliance Officer – 29109

The Compliance Officer will assist the wider Risk and Compliance team in helping the business understand and meet its compliance obligations, and in championing and embedding a culture of good conduct.

Ref: 29109

  • Location: WFH
  • Category: Risk & Compliance
  • Type: Permanent

Overview

Key Responsibilities (including but not limited to):

  • Support the Head of Compliance, via compliance monitoring and other methods
  • Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation
  • To provide compliance support and sign-off of relevant communications, literature as required
  • Record and analyse compliance MI to identify areas of potential regulatory concern, including indicators of poor consumer outcomes
  • Support the Head of Compliance in meeting the Society’s regulatory reporting obligations

Qualifications required:

  • Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI

Experience required:

  • Experience of working within compliance in the financial services sector
  • Ability to interpret legal or regulatory requirements and embed them into business processes
  • Strong analytical, organisational, and problem-solving skills
  • Excellent written and verbal communication skills

Consultant

Steve Stubbings

Business Director | Life & Non-Life Actuarial

T: +44 (0)203 867 9821

Email me

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