Product and Pricing Senior Risk Manager – 28677
Bolton
They are seeking an expert Product and Pricing Senior Risk Manager, to support their Head of Operational Risk in making effective risk management simple and accessible to all staff
Compliance Analyst / Senior Compliance Analyst / Compliance Officer – 28365
The Compliance Analyst’s primary role is to ensure the company adheres to internal policies, regulations, and legal standards, supporting the Compliance Function on a day-to-day basis.
Ref: 28365
- Location: London
- Category: Compliance
- Type: Permanent
Overview
Key Duties (Including but not limited to):
- Support the assignment of regulatory reporting responsibilities, monitor adherence to reporting deadlines, and assist with preparation of submissions and returns
- Assist in drafting, implementing, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements and, where relevant, align with market best practices
- Handle all types of sanction referrals and conduct due diligence for marine cargo screenings and vessel/container tracking, escalate issues to underwriters as needed, and monitor vessels and ongoing sanctions developments, including providing guidance on licensing requirements
Experience required:
- Technical knowledge of PRA/FCA/Lloyd’s regulations
- Proficiency in using Microsoft Systems such as Word, Excel and Outlook
- Experience in a regulatory compliance role, preferably within the Lloyd’s market
- Experience in financial crime, licensing and sanctions is required
- Experience in performance compliance regulatory assessments and producing compliance reports is desired