Overview

Compliance Analyst – 28928

The Compliance Analyst will assist the wider Risk and Compliance team in helping the business understand and meet its compliance obligations, and in championing and embedding a culture of good conduct.

Ref: 28928

  • Location: Fully Remote
  • Category: Compliance
  • Type: Permanent

Overview

Key Duties (Including but not limited to):

  • Collaborate with the Head of Compliance and business areas to identify, assess and communicate the occurrence and impact of regulatory and legislative changes and work with the business on implementation.
  • To support the Head of Compliance with the recording and analysis of management information to identify areas of potential regulatory concern
  • Maintain a regulatory change log and assist with gap analyses for business change such as product developments and new products
  • Conduct monitoring reviews in line with the Compliance Monitoring Plan, including control testing

Qualifications required:

  • Achieved or working towards a relevant compliance-related qualification from an appropriate accredited body, i.e. the CII or CISI

Experience required:

  • Basic knowledge of the regulatory obligations of a dual-regulated insurer, preferably within insurance or financial services.
  • Ability to interpret legal or regulatory requirements and embed them into business processes.

Consultant

Steve Stubbings

Business Director | Life & Non-Life Actuarial

T: +44 (0) 203 867 9821

Email me

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